Cert deposit on and on

This has been going on since Aug 11 cert reissue for 3 from 2013. The gift that keeps on giving.

Ameritrade – Christopher Gulick

Today at 3:09 PM

Seems that was the original question on reused docs re-faxed and reprinted grown fuzzy. . Then I was asked for the signed issuing document I don’t usually have. I had 2 of them I found while at a Sacramento office visit this May and sent along. and you still asked for the middle cert 829 I didn’t ever get or see. Today was just told signing would be reaccomplished for your request. OK, I’m using new forms. never reprinted and trying Fine resolution fax setting. . Superfine is still available but’ve never used that. in my lifetime. 6 pages sent

On Wednesday, November 12, 2014 1:45 PM, TD Ameritrade – Christopher Gulick <cgulick@tdameritrade.com> wrote:

Mr. Phillips,When we ask for share origin documentation, we are looking for the agreement between you and the issuing company, which will also include the pretense on which the shares were acquired, the Transfer Agent generally will not have documentation of those terms. The subscription agreement you had previously sent us simply wasn’t legible. Are you unable to send us a legible copy of that agreement?

Sincerely,

Christopher Gulick
Senior Research Specialist
Office of the President
TD Ameritrade.

Original Message Follows:
————————

I speak several times a week for issuance of cert 829. for 500K shares included in the deposit. I made the normal Restricted subscription accredited investor purchase agreement which is MY portion of a purchase my own records. This issue was made for founders CEO shares
held in own account Tarus Gold but issued as normal Mexus Shares on the cert. Seems to present a problem and I’m not sure why. I spoke with the CEO last week and the attorney who prepares them is involved clearing up the problem but takes a time I’ve given so far. I advised I’d return the cert to Action Transfer and have the 500K removed on a new cert with the proof you started to ask for and redeposit. Best I can manage fro my end. Once again why is Action Stock Transfer not a source for proof of purchase as they do both sides coming and going. Answer?

On Monday, November 10, 2014 11:37 AM, TD Ameritrade – Christopher Gulick <cgulick@tdameritrade.com> wrote:

Mr. Phillips,

This email is to follow up on our conversation last month regarding your attempted deposit of Mexus Gold (MXSG) shares. When we spoke, you stated you were working on obtaining documentation regarding the origin of your shares, and once you had them, you would fax them to us and notify me you had done so. I have not heard back from you since, and it does not appear you have sent us any documentation. If you would still like to deposit the shares to your account, please fax us the needed documentation, and we will review whether or not we will accept the deposit. For any questions regarding a stock deposit, please contact our Safekeeping department at 888-723-8504, option 7. They are available Monday through Friday, 8:00 a.m. until 4:30 p.m., Central Time.

Sincerely,

Christopher Gulick
Senior Research Specialist
Office of the President
TD Ameritrade

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